Abstract
To better understand what drives El Niño, an analytical model of the coupled oceanatmosphere
system over the equatorial Pacific is constructed. The equatorial atmosphere is
approximated as a linear feedback system whose surface winds are driven by sea surface
temperature (SST) gradients and whose thermal effect is to restore the entire equatorial SST to its
maximum value-the SST of the warm-pool. The upper ocean is represented by a shallow water
model capped by a mixed layer with a constant depth. The zonal mean stratification of the
thermocline is maintained by upwelling from the deep ocean. The model captures the oscillatory
behavior of the present tropical Pacific climate—the El Niño–Southern Oscillation. The main
features of the oscillation in the model agree well with the observed El Niño including the period
of the oscillation and the phase relationship between the variations of SST and the variations in the
depth of the thermocline. Moreover, the model predicts that the climate of the eastern tropical
Pacific has two regimes: one is warm and steady, and the other is cold and oscillating, consistent
with the inference from geoarcheological data that El Niño did not exist during the early-to-mid-
Holocene when the global and regional climate was warmer than today. The transition from the
steady climate to the oscillating climate takes place when the temperature contrast between the
surface warm-pool and the deep ocean exceeds a critical value. A stability analysis reveals that the
zonal SST contrast and the accompanying wind-driven currents have to be sufficiently strong to
become oscillatory and that requires a sufficiently large difference between the temperature of the
warm-pool and the temperature of the deep ocean. On the time-scale of millennia, a sufficiently
cold equatorial deep ocean implies a sufficiently cold high latitudes, a condition which is met by
the present climate, but possibly not by the climate of the early-to-mid Holocene. In the oscillating
regime, the magnitude of El Niño is found to increase monotonically with increases in the
difference between the temperature of the warm pool and the temperature of the deep ocean. The
increase in the magnitude of El Niño is accompanied with an increase in the zonal SST contrast in
the equatorial region. The implication of these results for the response of El Niño to an increase in
the greenhouse effect is discussed.